COMPLIANCE RISKS
75 horas
Compliance risk is the potential for a business to incur legal penalties, financial losses, or reputational damage due to failure to comply with laws, regulations, or internal policies. This course provides participants with a comprehensive understanding of compliance risk, its impact on organizations, and the strategies needed to effectively manage and mitigate these risks.
Through in-depth analysis of global regulatory frameworks, legal requirements, and industry-specific standards, participants will learn to identify, assess, and address compliance risks within their organizations. The course will cover compliance management systems, ethical decision-making processes, and the role of compliance officers in ensuring that businesses remain within legal and regulatory boundaries.
Discover the key modules and concepts
Introduction to Compliance Risk
- Definition and understanding of compliance risk.
- Key regulations and standards influencing compliance across industries (e.g., GDPR, SOX, AML).
- Identifying the sources and potential impact of compliance risk on business operations.
Regulatory Frameworks and Compliance Standards
- Global regulatory environments and frameworks (e.g., EU, US, APAC).
- Industry-specific compliance standards and their relevance (e.g., healthcare, finance).
- Understanding the relationship between compliance risk and legal obligations.
Compliance Risk Assessment and Management
- Methods for identifying, assessing, and quantifying compliance risks.
- Developing and implementing compliance risk management frameworks.
- Risk prioritization: understanding risk appetite and risk tolerance in compliance contexts.
Managing Compliance Risk in Practice
- Building and maintaining an effective compliance management system.
- The role of technology in compliance risk management: compliance software, automation, and AI.
- Responding to compliance breaches: investigation, resolution, and prevention.
admission process
